Change of Director's Interest Notice x 2
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Released
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Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
ABN
Lithium Universe Limited
22 148 878 782
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director
Gernot Abl
Date of last notice
10 August 2022
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest
Indirect
Nature of indirect interest
(including registered holder)
(a) CSNA Pty Ltd <ATF CGL Trust> - Director
& Beneficiary
(b) CSNA Pty Ltd <Abl Family Super Fund> Director & Beneficiary
(c) KG Venture Holdings Pty Ltd <KG
Venture Holdings A/C> - Director &
Beneficiary
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
8 August 2023
No. of securities held prior to change
Pre-Consolidation
(a) 15,000,000 fully paid ordinary shares
(b) 5,000,000 fully paid ordinary shares
(c) 18,281,250 fully paid ordinary shares
Class
(a) Fully paid ordinary shares
(b) Unlisted options exercisable at $0.03 on
or before 8 August 2026
Number acquired
(a) 2,500,000
(b) 10,000,000
Number disposed
-
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
Value/Consideration
(a) $50,000
(b) Nil
Note: If consideration is non-cash, provide details and estimated
valuation
No. of securities held after change
After-Consolidation (20:1)
(a) 750,000 fully paid ordinary shares
(b) 250,000 fully paid ordinary shares
(c) 3,414,063 fully paid ordinary shares;
and
10,000,000 unlisted options exercisable
at $0.03 on or before 8 August 2026.
Nature of change
(a) Subscription
for
shares
under
Prospectus dated 21 June 2023.
(b) Shareholder approval to issue options
at General Meeting on 18 July 2023.
Example: on-market trade, off-market trade, exercise of options, issue
of securities under dividend reinvestment plan, participation in buyback
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
Part 3 – +Closed period
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the
trade to proceed during this period?
If prior written clearance was provided, on what date was
this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
ABN
Lithium Universe Limited
22 148 878 782
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director
Fadi Diab
Date of last notice
31 March 2023
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest
Direct
Nature of indirect interest
(including registered holder)
N/A
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
8 August 2023
No. of securities held prior to change
Nil
Class
(a) Fully paid ordinary shares
(b) Unlisted options exercisable at $0.03 on
or before 8 August 2026.
Number acquired
(a) 2,500,000
(b) 1,000,000
Number disposed
-
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
(a) $50,000
(b) Nil
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held after change
(a) 2,500,000 fully paid ordinary shares
(b) 1,000,000 unlisted options exercisable
at $0.03 on or before 8 August 2026.
Nature of change
(a) Subscription
for
shares
under
Prospectus dated 21 June 2023.
(b) Shareholder approval to issue options
at General Meeting on 18 July 2023.
Example: on-market trade, off-market trade, exercise of options, issue
of securities under dividend reinvestment plan, participation in buyback
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
Part 3 – +Closed period
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the
trade to proceed during this period?
If prior written clearance was provided, on what date was
this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
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